Client service, professional integrity and technical excellence


Compliance & Regulatory

The regulatory environment is fast-changing. We have a wealth of technical experience which we deploy to ensure that all compliance obligations are fully satisfied. This enables our clients to focus their resources on growing their business.

We can provide support in the following areas:

  • the provision of persons of appropriate qualification and experience to act as the Money Laundering Reporting Officer and the Money Laundering Compliance Officer of the Fund
  • the provision of a Compliance Officer and the preparation of compliance reports for the Fund
  • ensuring compliance with domestic and international regulatory, legislative and administrative practices
  • regulatory reporting and announcements
  • dedicated compliance monitoring
  • interacting with the client and fielding queries where necessary
  • the provision of a policy and procedures manual
  • ensuring the relevant Codes of Practice are complied with

 

 




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